Financial services

Your forward-thinking partner in a fast-moving financial world

The financial services landscape is evolving at pace, shaped by shifting regulation, rising investor expectations and constant innovation. At Moore Kingston Smith, we help financial services firms of all sizes adapt, grow and lead through change.

From fintech disruptors to established investment managers, we bring clarity, confidence and commercial insight — so you can focus on what matters most.

Who we work with

We support a wide spectrum of financial services businesses, including :

  • Payments and e-money
  • Asset management
  • Insurance broking
  • Alternative finance
  • Fintech

How we help

Whether you’re launching, scaling or transforming, our strength lies in providing deep sector knowledge that delivers meaningful value and proactive support.

Compliance

Audit and assurance
• Client money (CASS) reviews
• Safeguarding audits
• Internal audit
• Fund audits

Digital transformation

Business process optimisation
• AI and automation
• Customer experience design
• Product innovation and development
• Accounting and business software solutions

Risk and governance

Data privacy
• Cyber security
• Controls assurance (SOC 1 / SOC 2)
Sustainability and ESG services

People

Payroll
HR consultancy
• Reward and employee incentives
• Immigration
• Training and development

Why Moore Kingston Smith?

We combine deep sector understanding with a partner-led, hands-on approach. Our advice is grounded, commercial and tailored to the realities you face, whether regulatory, operational or strategic.

As part of the Moore Global network, we also support international clients with seamless cross-border expertise and on-the-ground insights.

To find out how we can support your business, contact Tom Moore.

Lead contact

Partner – Head of Financial Services and North America Group
Tom heads up Moore Kingston Smith’s Financial Services and Fintech Sector Groups and has worked with a range of clients in this space since joining the firm in 2002. His experience and access allows him to add value, disseminate ideas and views, and ensure that clients remain ahead of the curve. He is known for… Read more

Moore Kingston Smith delivered a truly ‘no surprises’ audit as they promised. Any concerns they had were raised early allowing time for our options to be discussed. Something that sets them apart is that they were able to provide a consistent team throughout.

Ravi Tara, Chief Financial Officer, Mattioli Woods plc

I would not hesitate to recommend Moore Kingston Smith for any accounting or tax needs. They have an excellent reputation, reasonable fees and a wealth of connections across the globe.

Magda Gonsalez, Finance Director, Monex Europe

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